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Formalities in copyright law (PhD thesis)

Duration: August 2006 - August 2010
Author:
S.J. van Gompel

Supervisor: P.B. Hugenholtz

Summary:
While, in nearly all countries, copyright is independent from formalities, in the last decade, calls for reintroducing copyright formalities have been increasingly voiced. The reason is that formalities may be an answer to a number of challenges that copyright is facing in the current digital era. Formalities are said to provide a way to create legal certainty on copyright claims, facilitate rights clearance and enhance the free flow of information. However, opponents articulate that reintroducing formalities in copyright law is inappropriate. They argue that copyright is a ’natural right’ that is born automatically with the creation of a work. Moreover, they maintain that because of the international prohibition on formalities in Article 5(2) of the Berne Convention (as incorporated by reference in the TRIPS Agreement and WIPO Copyright Treaty), reinstating formalities in copyright law is virtually impossible or highly unattractive.

This project contributes to the present debate by investigating, from a legal-theoretical perspective, how much room current national and international copyright law truly leaves for reintroducing formalities. First, it tests the hypothesis that formalities may play a useful role in addressing the challenges that copyright is facing today by studying the role and functions of formalities. Then, it examines the reasons for the abolition of formalities in national copyright law and the prohibition on formalities in international copyright law. To this end, it conducts an historical analysis of copyright formalities at the national level (the Netherlands, Germany, France, the UK and the USA) and the international level. Next, it explores how much room the substantive legal framework of the international copyright treaties leaves for a reintroduction of copyright formalities. Finally, it examines the validity of the argument that copyright cannot be subject to formalities because it is a natural right and therefore ought to be protected automatically upon the creation of an original work.

Presentations:

  • 'Formalities in the digital era: an obstacle or opportunity?', ALAI congress From 1710 to Cyberspace: Celebrating 300 years of copyright and looking to its future, London: Royal Institute of British Architects, 14-17 June 2009.

  • 'Les formalités sont mortes, vive les formalités! Copyright formalities in nineteenth century Europe and their significance for current discourse', Launch conference: 'Primary Sources on Copyright (1450-1900)', London: Stationers' Hall, 19-20 March 2008.

 

 
 

Bijgewerkt 10.11.2010